Financial Advisor AI Partner — Complete Agent Persona Bundle
The AI persona built from the inside out.Most agent templates are written by developers who’ve never set foot in a financial advisory practice. This one was built from six months of running a production AI partner for an independent RIA. The compliance guardrails aren’t bolted on. They’re baked in.What’s Inside (5 Files)• SOUL.md — Compliance-aware beliefs and operating principles. “I don’t draft specific investment recommendations. Ever.” Built-in evolution loop.• AGENTS.md — Startup sequence, daily log protocol, escalation rules, $0 autonomous spending hard-coded.• IDENTITY.md — Role, mission, context-switching tags: [CLIENT] / [INTERNAL] / [RESEARCH] / [COMPLIANCE].• SECURITY.md — Trust levels for advisor/staff, FA-specific attack vectors (compliance bypass, PII exfiltration), the Symmetry Test.• TOOLS.md — Platform stack template (CRM, custodian, planning software, APIs), push-left rule.What the Agent Does Out of the Box• Drafts client communications in your voice (you review before sending)• Writes compliance-aware market commentary — informational, never advice• Prepares meeting agendas, prospect dossiers, and follow-up notes• Researches earnings, economic events, market context• Flags compliance gray areas instead of crossing them• Maintains session memory and daily logsCompatible WithOpenClaw (primary), Claude Code, and any agent platform that reads markdown workspace files. Drop the 5 files into your workspace root and your agent reads them on next startup.Setup: 15 minutes. Install OpenClaw → copy 5 files into workspace root → customize USER.md with your name, firm, and custodian → start a conversation.This is not: a robo-advisor, a compliance system, or something that operates autonomously. It’s a thinking partner. All client-facing actions require your approval.Price: $29 — 30-day money-back guarantee
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